Entries tagged "Commodity Futures Trading Commission"

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U.K. blame game

From rogue trading to the manipulation of Libor, Britain knows it does not deserve all the finger-pointing. Continue reading

Posted on August 31, 2012 1:00 PM

Peregrine CEO charged with making false statements

Russell Wasendorf Sr. allegedly detailed an extensive financial fraud at his brokerage firm in a statement found in his vehicle after a suicide attempt. Continue reading

Posted on July 19, 2012 6:14 AM

Barclays takes aim at U.K. regulators

The U.K. lender releases evidence highlighting an October 2008 conversation between a top executive and a Bank of England deputy governor. Continue reading

Posted on July 3, 2012 2:19 PM

It's not a hedge if it makes money, Bair says

Bankers balk at a suggested definition of proprietary trading. Continue reading

Posted on June 1, 2012 10:26 AM

Attacks on Dodd-Frank intensify

Several groups have filed suit to oppose the costs of complying with new financial regulations Continue reading

Posted on April 18, 2012 1:33 PM

CFTC proposes Volcker Rule for proprietary trading

The proprietary rule governing banks' swaps trades mirrors the rules adopted by other agencies Continue reading

Posted on January 12, 2012 1:25 PM

Registration required

The government's new Form PF is about to become an unwelcome ritual for investment fund advisers Continue reading

Posted on November 16, 2011 2:14 PM

Form PF gets into PE's business

With the kickoff of the new Dodd-Frank requirement, advisers are required to spell out information about the liquidity, counterparty exposure, type of investment and some other details of the funds they manage. Continue reading

Posted on November 11, 2011 12:30 PM

Five easy pieces

Every CFO and treasurer should be able to answer these questions about his organization's derivatives transactions or risk leaving money on the table. Continue reading

Posted on April 8, 2011 11:40 AM

End users' game

Now for some questions about just who qualifies as a swaps dealer. Continue reading

Posted on December 10, 2010 12:41 PM

Movers & shakers: Dec. 19, 2008

President-elect Barack Obama has chosen former U.S. Securities and Exchange Commission Commissioner Mary Schapiro as chairwoman of the agency. The SEC has recently come under... Continue reading

Posted on December 19, 2008 12:00 AM

Risky business

Strategies on IT risk management for financial firms. Continue reading

Posted on July 24, 2008 1:31 PM

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