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You have executed a tag search on The Deal Pipeline. Below, you will find a comprehensive list of stories tagged "Dodd-Frank."
12 result(s) displayed (37 - 48 of 65)
And how is our world this Memorial Day? Hey, we're still here. At least most of us. Wasn't that the question we all wondered just a few years back? What were we thinking back then, on the edge of summer 2007? Continue reading
Posted on May 27, 2011 12:33 PM
There are a number of good reasons why private equity firms, hedge funds and investment advisers should adopt new -- or strengthen existing -- Foreign Corrupt Practices Act compliance policies. Continue reading
Posted on May 25, 2011 1:27 PM
The advocates of resolution authority argue that it will contain TBTF, while its critics believe it will never work, that the complexities of size and global scope will overwhelm the FDIC and that resolution authority may make things worse in a crisis, not better. Continue reading
Posted on May 10, 2011 11:55 AM
The financial system, which so many decry as far too large, far too leveraged and overpaid, and far too powerful politically, is really the creation of an institutional investing mindset. Continue reading
Posted on May 3, 2011 12:51 PM
Sir John Vickers released his interim report on banking regulation and described it as 'moderate,' emphasizing increased capital, a U.K. version of resolution authority and the attempt to ring fence consumer operations. Continue reading
Posted on April 11, 2011 12:01 PM
In a case of very strange bedfellows, Neil Barofsky, like Alan Greenspan, is also unhappy with Dodd-Frank. On the other hand, who listens to credit rating agencies anymore anyway? Maybe that's the distortion. Continue reading
Posted on March 30, 2011 1:07 PM
Athorough investigation of a deal's principals can alert investors to information that impacts a transaction's integrity and the character of the individuals involved. Continue reading
Posted on March 25, 2011 12:16 PM
Perhaps the most complete argument for utility banking -- and one of the most sophisticated takes on the financial crisis yet published -- has received less attention than it deserves: 'A Call for Judgment: Sensible Finance for a Dynamic Economy,' by Amar Bhidé. Continue reading
Posted on February 25, 2011 12:50 PM
Perhaps the most complete argument for utility banking -- and one of the most sophisticated takes on the financial crisis yet published -- has received less attention than it deserves: 'A Call for Judgment: Sensible Finance for a Dynamic Economy,' by Amar Bhidé. Continue reading
Posted on February 25, 2011 12:47 PM
With SEC and CFTC funding in the balance, both sides say they don't want a budget crisis. But brinkmanship has a funny way of getting out of hand. Continue reading
Posted on February 18, 2011 11:28 AM
Watchdog groups oppose a plan to make whistleblowers report violations to their employers before going to the feds. Continue reading
Posted on February 18, 2011 11:10 AM
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Ken deRegt will retire as head of fixed income at Morgan Stanley and be replaced by Michael Heaney and Robert Rooney. For other updates launch today's Movers & shakers slideshow.
Apax Partners offers $1.1 billion for Rue21, the same teenage fashion chain it took public in 2009. More video
