Entries tagged "SEC"

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12 result(s) displayed (133 - 144 of 206)

Hiring: BofA, the SEC, and more

Here is the latest roundup of financial institutions rumored and reported to be hiring. Continue reading

Posted on March 15, 2010 10:20 AM

SEC looks to hedge funds for new hires

The Securities and Exchange Commission is looking to put more scrutiny on hedge funds with the hiring of 30 new investigators from the industry. Continue reading

Posted on March 9, 2010 12:02 PM

Scrutinizing the shorts

Moving beyond 'naked' sales, Schapiro closes in on new disclosure rules for general short sellers. Continue reading

Posted on February 19, 2010 12:55 PM

Hiring: Barclays and more

Here is the latest roundup of financial institutions rumored and reported to be hiring. Continue reading

Posted on February 11, 2010 9:13 AM

Accounting for climate change

The SEC stipulates greater disclosure of the environmental and regulatory costs of climate change. Continue reading

Posted on February 5, 2010 11:55 AM

Pay for say

The proposed SEC rule banning certain political contributions could have a big impact on advisers' activities. Continue reading

Posted on February 5, 2010 11:55 AM

Delaware on defense

Once again the First State watches warily as the federal government wades into governance. Strine opines on what's at risk. Continue reading

Posted on January 8, 2010 12:00 PM

Beyond Delaware

Morris Nichols' Lawrence Hamermesh and Milbank's Alan Stone begin the new year with new jobs. Continue reading

Posted on January 8, 2010 11:55 AM

Shoot the legend

Proxy access proponents push the myth that corporate boards need a new federal mandate to become accountable. Continue reading

Posted on January 8, 2010 11:48 AM

To be or not to be a public company

An IPO is a transformational event for a company, its management, employees and promoters, and the decision to go public is one that needs to be carefully weighed. Continue reading

Posted on December 9, 2009 1:32 PM

REIT IPO deja vu

Real estate sponsors that might wish to undertake an IPO will need to consider a wide variety of issues and begin to take action long before the first filing with the SEC. Continue reading

Posted on November 24, 2009 1:55 PM

Mum's the word

What to make of the corporate execs charged in the Galleon insider trading case? Continue reading

Posted on October 30, 2009 11:51 AM

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