Entries tagged "SEC"

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12 result(s) displayed (193 - 204 of 206)

Musical chairs on the bench

The outcome of the presidential race may have an impact on Leo Strine's next job. Continue reading

Posted on September 26, 2008 5:35 PM

Fundamentals on steroids

Henry Paulson: The Man, the Myth, the tween pop sensation. Continue reading

Posted on September 26, 2008 5:20 PM

Transactions

Congress suddenly awakens to peril after 13 months of crisis, then needs to act in a week. You don't need to let Wall Street off the hook to realize that Washington is hanging there as well. Continue reading

Posted on September 26, 2008 5:10 PM

Conscientious dissenter

A conversation with former SEC Commissioner Paul Atkins. Continue reading

Posted on September 12, 2008 2:20 PM

Speaking of accounting

Plain English financial reporting? Continue reading

Posted on September 12, 2008 2:18 PM

Out of order

The regulatory system that oversees America's stressed-out financial industry needs an overhaul, but don't expect any big changes soon. Continue reading

Posted on September 8, 2008 8:05 AM

Welcome mat

The SEC plans to make it easier for foreign companies to have their securities traded in the U.S. Continue reading

Posted on September 5, 2008 1:32 PM

Transactions

So far, at least, Treasury has set the agenda for financial reform. But even if the Fed becomes a super-regulator, a number of difficult, perhaps unresolvable regulatory conundrums will persist. Continue reading

Posted on September 5, 2008 1:28 PM

Lessons in disclosure

While the SEC dithers, the U.K. is addressing the role of derivatives in activist battles. Continue reading

Posted on August 29, 2008 11:48 AM

Cox and why naked shorting is sorta bad, but not really

First the president, then the head of the Securities and Exchange Commission. It's good to hear from these guys. Continue reading

Posted on July 24, 2008 2:16 PM

A short disquisition on the joys of naked shorting

Talk of banning shorting is both stupid and practically impossible. But naked shorting is a very different beast. Continue reading

Posted on July 23, 2008 4:49 PM

Subprime hedges under the microscope

The SEC's anti-fraud rule challenges hedge funds. Continue reading

Posted on July 18, 2008 9:00 AM

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