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You have executed a tag search on The Deal Pipeline. Below, you will find a comprehensive list of stories tagged "SEC."
12 result(s) displayed (25 - 36 of 206)
The activist investor has reportedly sold his 25% holding back to the company in a deal worth $590 million, clearing the path for an IPO of the once-bankrupt movie studio Continue reading
Posted on August 1, 2012 10:33 AM
The activist investor now owns a 6% holding after his Third Point fund purchased an additional 2.5 million shares Continue reading
Posted on July 25, 2012 10:53 AM
The new rules were prompted by the information shortfall that hindered the SEC's ability to trace the cause of the May 2010 flash crash. Continue reading
Posted on July 12, 2012 1:52 PM
At the midpoint of pricing, Advent International would reap a 140% unrealized gain on its $193 million investment in the discount retailer Continue reading
Posted on July 11, 2012 4:00 AM
It is imperative that an acquirer thoroughly investigate a target company's anti-corruption legal compliance as part of its preacquisition due diligence review Continue reading
Posted on July 10, 2012 1:27 PM
The agency leaves standards for publicly listed companies up to stock exchanges. Continue reading
Posted on June 21, 2012 6:29 AM
The Martin Marietta decision handed down by the Delaware Court of Chancery has important implications for drafting transactional nondisclosure agreements Continue reading
Posted on June 18, 2012 1:38 PM
The Securities and Exchange Commission struggles with rules for juxtaposing executive and rank-and-file compensation. Continue reading
Posted on June 15, 2012 12:40 PM
High-net-worth direct investing has seen an uptick with the slump in private equity. These flush family funds seem certain to settle in for the long run. Continue reading
Posted on June 15, 2012 12:40 PM
Richard Schultze's resignation could portend a sale of the electronics retailer, but private equity firms likely won't be interested Continue reading
Posted on June 13, 2012 9:29 AM
Despite the defeat of shareholder initiatives directed at Wal-Mart Stores, a strong showing among the company's outside investors demonstrates the growing strength of the shareholder rights movement Continue reading
Posted on June 6, 2012 9:48 AM
The reporting form for private fund advisers was mandated by the Dodd-Frank Act to help regulators determine systemic risk. Continue reading
Posted on May 25, 2012 12:30 PM
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Ken deRegt will retire as head of fixed income at Morgan Stanley and be replaced by Michael Heaney and Robert Rooney. For other updates launch today's Movers & shakers slideshow.
Apax Partners offers $1.1 billion for Rue21, the same teenage fashion chain it took public in 2009. More video
