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You have executed a tag search on The Deal Pipeline. Below, you will find a comprehensive list of stories tagged "SEC."
12 result(s) displayed (49 - 60 of 206)
The goal of the bill is to increase access to the capital markets and spur the growth of smaller businesses Continue reading
Posted on March 28, 2012 1:07 PM
Though it reportedly hired Deutsche Bank AG to assist in a review of strategic alternatives, teen apparel retailer Abercrombie & Fitch Co. does not constitute a strong leveraged buyout candidate, said several industry sources. Continue reading
Posted on March 23, 2012 2:34 PM
According to a speech titled 'The Race to Zero' by Andrew Haldane, the technology race that is high-frequency trading has actually gone beyond the point where nothing but the most powerful technology matters. Continue reading
Posted on March 23, 2012 12:56 PM
Republican joins SEC Chairwoman Mary Schapiro in urging close scrutiny of House legislation. Continue reading
Posted on March 19, 2012 4:50 PM
Natural and organic food company Annie's Inc. on Friday, March 16, set a target price range of $14 to $16 per share for an initial public offering of 5 million shares. Continue reading
Posted on March 16, 2012 4:15 PM
An appeals panel says that the judge did not defer to the Securities and Exchange Commission. Continue reading
Posted on March 15, 2012 4:02 PM
The SEC chairwoman says the House version removes needed investor protections Continue reading
Posted on March 14, 2012 4:17 PM
A recent paper, John Coffee is taking a mighty cut that aims not only at the dynamics of financial reform in a democracy like ours, but, inevitably, at the root causes of the financial crisis. I'm not sure he has succeeded. Continue reading
Posted on March 13, 2012 12:52 PM
Senators of both parties say bipartisan agreement on legislation to ease SEC rules is proving to be rare example of legislative harmony Continue reading
Posted on March 6, 2012 4:52 PM
A better understanding of how to value intellectual property among even smaller investors is driving a new focus on tech companies Continue reading
Posted on February 29, 2012 2:30 PM
Philip Falcone's investors say they never signed up to help launch a new telecom and want their money back. Good luck with that Continue reading
Posted on February 22, 2012 1:55 PM
In the wake of the failure of the T-Mobile deal, Stephenson loses out on $2.08 million in bonuses Continue reading
Posted on February 22, 2012 11:32 AM
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Ken deRegt will retire as head of fixed income at Morgan Stanley and be replaced by Michael Heaney and Robert Rooney. For other updates launch today's Movers & shakers slideshow.
Apax Partners offers $1.1 billion for Rue21, the same teenage fashion chain it took public in 2009. More video
