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You have executed a tag search on The Deal Pipeline. Below, you will find a comprehensive list of stories tagged "SEC."
12 result(s) displayed (73 - 84 of 206)
By now seemingly everyone with access to a blog has contributed to the theory Joseph Stiglitz offers up in, of all places, the new Vanity Fair, about the causes not just of the Great Depression, but analogously, what he calls our own 'Long Slump.' Continue reading
Posted on December 20, 2011 1:32 PM
"It's taking a lot longer to go public than it has historically," notes Barry Silbert, CEO of SecondMarket. Silbert suggests that this is one of the reasons why secondary markets are a sensible "spring training" for the public markets.... Continue reading
Posted on December 14, 2011 10:08 AM
In rejecting the SEC's deal with Citigroup, the judge offers some new guidelines. Continue reading
Posted on December 9, 2011 12:00 PM
In a wide-ranging hearing, Schapiro warns against too much deregulation Continue reading
Posted on December 6, 2011 6:00 PM
Changes to the Investment Advisers Act impact marketing practices of private investment firms Continue reading
Posted on November 30, 2011 3:01 PM
The appeal comes amid complaints that penalties don't match the harm of transgressions Continue reading
Posted on November 30, 2011 12:50 PM
The new rules prohibit a reverse merger company from applying to list on a major U.S. exchange until it's traded on the U.S. OTC Bulletin Board or on another regulated U.S. or foreign exchange for one year. Continue reading
Posted on November 28, 2011 12:00 PM
A few simple steps can improve corporate governance and breathe new life into the moribund market for initial public offerings. Continue reading
Posted on November 28, 2011 12:00 PM
After an eight month takeover battle, Alleghany is cleared to acquire the reinsurer for $3.4 billion Continue reading
Posted on November 28, 2011 10:06 AM
The Bermuda reinsurer will shortly launch a mass shareholder mailing as it attempts to oust its target's board Continue reading
Posted on November 14, 2011 1:19 PM
The investor discloses that Berkshire Hathaway has built a $10.7 billion stake in Big Blue, representing about 5.5% of the company's outstanding shares Continue reading
Posted on November 14, 2011 10:43 AM
With the kickoff of the new Dodd-Frank requirement, advisers are required to spell out information about the liquidity, counterparty exposure, type of investment and some other details of the funds they manage. Continue reading
Posted on November 11, 2011 12:30 PM
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Ken deRegt will retire as head of fixed income at Morgan Stanley and be replaced by Michael Heaney and Robert Rooney. For other updates launch today's Movers & shakers slideshow.
Apax Partners offers $1.1 billion for Rue21, the same teenage fashion chain it took public in 2009. More video
