Entries tagged "SEC"

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12 result(s) displayed (85 - 96 of 206)

S1 takeover gets closer look from Justice Department

Buyer ACI Worldwide's efforts to avoid an extended review prove fruitless. Continue reading

Posted on November 3, 2011 11:43 AM

SEC eases hedge, PE reporting burdens

The Securities and Exchange Commission on Wednesday, Oct. 26, approved investment fund reporting rules that are significantly less burdensome than what the agency had proposed in January.The final rule narrowed the number of hedge fund and private fund advisers that... Continue reading

Posted on October 27, 2011 9:33 AM

Rentech unit files for IPO

The fertilizer arm of the alternative energy company filed to raise up to $315 million in an initial public offering. Continue reading

Posted on October 26, 2011 2:53 PM

SEC's swaps registration to be DIY

The stretched and underfunded agency is unable to check for compliance capabilities. Continue reading

Posted on October 13, 2011 12:49 PM

Volcker Rule draft gets little respect

Consumer groups and banking lawyers predict a long fight ahead as federal regulators get ready to unveil a plan to implement the Dodd-Frank Act's Volcker Rule ban against banks engaging in proprietary trading.They suggested Friday that the 390 questions posed... Continue reading

Posted on October 10, 2011 12:24 PM

Fixing the Facebook rule

The flagging economy creates rare bipartisan support in Washington for changes in the '500 shareholder rule. See more articles from The Deal magazine. Continue reading

Posted on October 6, 2011 8:22 AM

Fixing the Facebook rule

The flagging economy creates rare bipartisan support in Washington for changes in the '500 shareholder rule.' Continue reading

Posted on September 30, 2011 1:00 PM

S&P investigation indicates possible broader inquiry

SEC examination targets a rating for a particular 2007 offering of collateralized debt obligations. Continue reading

Posted on September 27, 2011 12:01 PM

SEC watchdog seeks criminal probe of Madoff decisions

The SEC is enduring another round of bloodletting over the Bernie Madoff Ponzi scheme Continue reading

Posted on September 21, 2011 12:41 PM

How Google and Motorola reached a deal

Negotiations added $3 billion to the search giant's original offer. Continue reading

Posted on September 15, 2011 10:01 AM

ConAgra's Ralcorp threat raises questions

Will ConAgra walk on Sept. 19, the deadline it imposed for Ralcorp to engage in negotiations? Continue reading

Posted on September 15, 2011 8:15 AM

Capital structure and tax considerations for an IPO

There are a number of strategic decisions crucial not only to the success of an initial public offering, but also to the longer-term success of the company. Continue reading

Posted on September 13, 2011 3:30 PM

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