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You have executed a tag search on The Deal Pipeline. Below, you will find a comprehensive list of stories tagged "SEC."
12 result(s) displayed (97 - 108 of 206)
Mary Schapiro, chairman of the Securities and Exchange Commission, was forced to resort to her fallback plan for giving shareholders more say in corporate governance.Schapiro announced Wednesday she won't seek a rehearing of a July ruling by a federal appeals... Continue reading
Posted on September 7, 2011 4:22 PM
CEO Robert Benmosche implied an $8 billion valuation for ILFC Holdings, which filed before Labor Day weekend. Continue reading
Posted on September 6, 2011 4:09 PM
Stephen Lamb, former Delaware Court of Chancery vice chancellor and current Paul Weiss partner, chats with The Deal Pipeline about what's to come with shareholder litigation. Continue reading
Posted on September 6, 2011 4:00 AM
Many funds that currently consider themselves to be in the VC business will have a hard time qualifying as venture capital funds under the SEC's definitional criteria. Continue reading
Posted on August 23, 2011 1:40 PM
Stephen Lamb, former Delaware Court of Chancery vice chancellor and current Paul Weiss partner, chats with The Deal Pipeline about what's to come with shareholder litigation. Continue reading
Posted on August 23, 2011 1:30 PM
PE firms may begin to re-evaluate how well their internal compliance programs -- both on a firmwide level and as it relates to potential acquisitions -- stack up with anti-corruption laws. Continue reading
Posted on August 4, 2011 3:17 PM
George Soros announced Tuesday he is ending his nearly 40-year hedge fund career, in part due to new regulation requiring his firm to register with the SEC. Milbank Tweed's Wayne Aaron asserts, 'It's going to create a lot of burdens for these funds and their advisers.' Continue reading
Posted on July 26, 2011 1:18 PM
As the SEC considers adopting international accounting standards, the industry waits and worries. Continue reading
Posted on July 22, 2011 1:00 PM
With the government's 'get tough' enforcement agenda in the wake of the financial crisis, the use of wiretaps will now be a real factor in the investigation of businesses and securities industry players. Continue reading
Posted on July 7, 2011 1:32 PM
How to make sure mortgage-backed securities don't blow up again? Congress asked, and heard about everything from skin in the game to transparency. Continue reading
Posted on June 24, 2011 1:09 PM
Expanded SEC registration requirements present a laundry list of new obligations for private equity and hedge fund advisers. Continue reading
Posted on May 20, 2011 12:30 PM
Long-awaited definitions also spell out which agency regulates what instrument. Continue reading
Posted on April 28, 2011 9:25 AM
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Ken deRegt will retire as head of fixed income at Morgan Stanley and be replaced by Michael Heaney and Robert Rooney. For other updates launch today's Movers & shakers slideshow.
Apax Partners offers $1.1 billion for Rue21, the same teenage fashion chain it took public in 2009. More video
