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Entries tagged "Securities and Exchange Commission"

You have executed a tag search on The Deal Pipeline. Below, you will find a comprehensive list of stories tagged "Securities and Exchange Commission."

12 result(s) displayed (1 - 12 of 172)


Arbs struggle to capture Berry spread

Lack of opportunity to short buyer LinnCo makes position hard to hedge. Continue reading

Posted on May 2, 2013 9:39 AM




Arbitron shares inch up after downward slide

Market accepts that an in-depth FTC review of the acquisition by Nielsen was inevitable. Continue reading

Posted on May 1, 2013 9:16 AM




SEC files charges against KPMG partner

Insider trading allegations include details of clients' pending mergers. Continue reading

Posted on April 12, 2013 9:16 AM




Director sues Morgans over Yucaipa recap

The boutique hotel operator pushes back its annual shareholder meeting after Jason Kalisman, a board member, files a lawsuit in the Delaware Court of Chancery. Continue reading

Posted on April 5, 2013 9:39 AM




Omthera IPO adds big fish to heart drug pond

Company looks to capture market share from Glaxo and Amarin with Epanova medicine. Continue reading

Posted on March 12, 2013 9:20 AM




Zoetis IPO has pop

Pfizer's former animal health business fetches a $13 billion valuation as it prices above its target range. Continue reading

Posted on February 1, 2013 4:59 PM




Analyst who betrayed trust faces insider trading charge

The scheme commenced after a lawyer friend confided details of the IBM-SPSS merger. Continue reading

Posted on December 28, 2012 9:27 AM




High-speed trading: How fast is too fast?

There's little agreement, on Wall Street and in Washington, about what to do, if anything, about market mishaps caused by high-frequency trading. Continue reading

Posted on December 19, 2012 8:33 AM




Jim Bob Moffett's slick moves

Jim Bob Moffett's latest move may just be flashy enough to elude activists who try to take him down. Continue reading

Posted on December 17, 2012 9:25 AM




Complete Genomics chief returns fire on CFIUS warning

The company's chairman says attacks by Illumina are motivated by a desire to maintain China's BGI as a customer. Continue reading

Posted on December 14, 2012 8:25 AM




SolarCity sets IPO price range

Elon Musk's SolarCity could be coming to the public markets at a difficult time for the alternative energy sector. Continue reading

Posted on November 29, 2012 1:30 PM




In Washington, more of the same could shake status quo

The pressure to avoid the fiscal cliff will force the White House and Congress to break the policy logjam. Continue reading

Posted on November 9, 2012 4:08 PM




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Ken deRegt will retire as head of fixed income at Morgan Stanley and be replaced by Michael Heaney and Robert Rooney. For other updates launch today's Movers & shakers slideshow.

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