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You have executed a tag search on The Deal Pipeline. Below, you will find a comprehensive list of stories tagged "Securities and Exchange Commission."
12 result(s) displayed (109 - 120 of 172)
The Securities and Exchange Commission on Wednesday, Oct. 26, approved investment fund reporting rules that are significantly less burdensome than what the agency had proposed in January.The final rule narrowed the number of hedge fund and private fund advisers that... Continue reading
Posted on October 27, 2011 9:33 AM
The fertilizer arm of the alternative energy company filed to raise up to $315 million in an initial public offering. Continue reading
Posted on October 26, 2011 2:53 PM
The private equity-backed industrial services provider has until Dec. 8 to restructure its balance sheet. Continue reading
Posted on October 20, 2011 4:31 PM
The Financial Stability Oversight Council on Tuesday unveiled a list of criteria and a three-stage process for selecting the nonbanks to be designated "systemically important financial institutions" and face Federal Reserve oversight, increased scrutiny and maybe increased capital requirements.Moving to... Continue reading
Posted on October 12, 2011 3:15 PM
Consumer groups and banking lawyers predict a long fight ahead as federal regulators get ready to unveil a plan to implement the Dodd-Frank Act's Volcker Rule ban against banks engaging in proprietary trading.They suggested Friday that the 390 questions posed... Continue reading
Posted on October 10, 2011 12:24 PM
The flagging economy creates rare bipartisan support in Washington for changes in the '500 shareholder rule. See more articles from The Deal magazine. Continue reading
Posted on October 6, 2011 8:22 AM
Three recent cases confirm that the position of general counsel in the modern corporation has become more challenging Continue reading
Posted on October 5, 2011 1:05 PM
The flagging economy creates rare bipartisan support in Washington for changes in the '500 shareholder rule.' Continue reading
Posted on September 30, 2011 1:00 PM
SEC examination targets a rating for a particular 2007 offering of collateralized debt obligations. Continue reading
Posted on September 27, 2011 12:01 PM
The SEC is enduring another round of bloodletting over the Bernie Madoff Ponzi scheme Continue reading
Posted on September 21, 2011 12:41 PM
The just-announced formation of a small business advisory committee by the Securities and Exchange Commission may be good news for startup companies hoping to raising more capital without being forced to register with the SEC.At a Thursday, Sept. 15, hearing,... Continue reading
Posted on September 16, 2011 2:31 PM
There are a number of strategic decisions crucial not only to the success of an initial public offering, but also to the longer-term success of the company. Continue reading
Posted on September 13, 2011 3:30 PM
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Ken deRegt will retire as head of fixed income at Morgan Stanley and be replaced by Michael Heaney and Robert Rooney. For other updates launch today's Movers & shakers slideshow.
Apax Partners offers $1.1 billion for Rue21, the same teenage fashion chain it took public in 2009. More video
