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You have executed a tag search on The Deal Pipeline. Below, you will find a comprehensive list of stories tagged "Securities and Exchange Commission."
12 result(s) displayed (121 - 132 of 172)
Stephen Lamb, former Delaware Court of Chancery vice chancellor and current Paul Weiss partner, chats with The Deal Pipeline about what's to come with shareholder litigation. Continue reading
Posted on September 6, 2011 4:00 AM
In the first such announcement in many days, private equity-backed Community Choice Financial Inc. unveiled plans for an initial public offering of up to $230 million of common shares.The IPO market, which had boomed much of this year, has all... Continue reading
Posted on August 24, 2011 12:13 PM
The group says the cost-benefit burdens imposed by the court ruling threaten rule-writing powers. Continue reading
Posted on August 24, 2011 6:04 AM
Many funds that currently consider themselves to be in the VC business will have a hard time qualifying as venture capital funds under the SEC's definitional criteria. Continue reading
Posted on August 23, 2011 1:40 PM
Stephen Lamb, former Delaware Court of Chancery vice chancellor and current Paul Weiss partner, chats with The Deal Pipeline about what's to come with shareholder litigation. Continue reading
Posted on August 23, 2011 1:30 PM
PE firms may begin to re-evaluate how well their internal compliance programs -- both on a firmwide level and as it relates to potential acquisitions -- stack up with anti-corruption laws. Continue reading
Posted on August 4, 2011 3:17 PM
A conversation with SharesPost CEO David Weir on lagging IPOs, the growth of private markets and the critics. Continue reading
Posted on July 22, 2011 1:01 PM
As the SEC considers adopting international accounting standards, the industry waits and worries. Continue reading
Posted on July 22, 2011 1:00 PM
With the government's 'get tough' enforcement agenda in the wake of the financial crisis, the use of wiretaps will now be a real factor in the investigation of businesses and securities industry players. Continue reading
Posted on July 7, 2011 1:32 PM
How to make sure mortgage-backed securities don't blow up again? Congress asked, and heard about everything from skin in the game to transparency. Continue reading
Posted on June 24, 2011 1:09 PM
A boon for private companies seeking access to capital markets, reverse mergers offer little benefit for investors. Continue reading
Posted on June 10, 2011 1:00 PM
There are a number of good reasons why private equity firms, hedge funds and investment advisers should adopt new -- or strengthen existing -- Foreign Corrupt Practices Act compliance policies. Continue reading
Posted on May 25, 2011 1:27 PM
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Ken deRegt will retire as head of fixed income at Morgan Stanley and be replaced by Michael Heaney and Robert Rooney. For other updates launch today's Movers & shakers slideshow.
Apax Partners offers $1.1 billion for Rue21, the same teenage fashion chain it took public in 2009. More video
