Entries tagged "Securities and Exchange Commission"

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4 result(s) displayed (169 - 172 of 172)

Uptick delay

Addressing Wall Street's concerns, the SEC lengthens debate over reinstating short-sale restrictions. Continue reading

Posted on September 4, 2009 11:05 AM

A cautionary tale

The SEC, in light of Perry's disclosure failure, seems willing to institute enforcement actions against investors who allegedly violate disclosure requirements. Continue reading

Posted on August 3, 2009 3:12 PM

Movers & shakers: Jan. 1, 2009

See who made partner New Year's and who's in and out at some high-profile firms, including Freddie Mac, Solamere Capital and more. Continue reading

Posted on January 1, 2009 12:00 AM

Movers & shakers: Dec. 19, 2008

President-elect Barack Obama has chosen former U.S. Securities and Exchange Commission Commissioner Mary Schapiro as chairwoman of the agency. The SEC has recently come under... Continue reading

Posted on December 19, 2008 12:00 AM

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