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Entries tagged "Securities and Exchange Commission"

You have executed a tag search on The Deal Pipeline. Below, you will find a comprehensive list of stories tagged "Securities and Exchange Commission."

12 result(s) displayed (85 - 96 of 172)


Labels want Grooveshark to swim with the fishes

The post-Napster landscape in the industry remains crowded, complex and at times treacherous Continue reading

Posted on January 9, 2012 2:39 PM




LoopNet buyout extended again

Closure of the $860 million deal with CoStar Group is likely to occur much later than the market expected and very unlikely to close in January. Continue reading

Posted on January 5, 2012 10:15 AM




Jones Day's Perricone: Form PF here to stay

Jones Day partner Tony Perricone chats with The Deal Pipeline about the effects of Form PF on private funds in the future. Continue reading

Posted on December 28, 2011 12:41 PM




Antitrust worries guide Vulcan

Despite reassuring words from Martin Marietta, opposition is based on fears of divestitures. Continue reading

Posted on December 27, 2011 1:25 PM




Revisions to the HSR form

Modifications to the notification and report form expand the burden of Hart-Scott-Rodino compliance, especially for private equity firms Continue reading

Posted on December 21, 2011 2:18 PM




Winn-Dixie leads long checkout line

Bi-Lo's $560 million buyout of the Florida grocery chain could portend bout of industry consolidation, particularly in the Southeast Continue reading

Posted on December 20, 2011 3:17 PM




Stiglitz explains the Great Depression

By now seemingly everyone with access to a blog has contributed to the theory Joseph Stiglitz offers up in, of all places, the new Vanity Fair, about the causes not just of the Great Depression, but analogously, what he calls our own 'Long Slump.' Continue reading

Posted on December 20, 2011 1:32 PM




Sense of the markets: A study in risk at Falcone's Harbinger

The hedge fund manager sweats out a crucial period for his pet project Continue reading

Posted on December 14, 2011 3:46 PM




New restrictions to investment advisers' marketing practices

Changes to the Investment Advisers Act impact marketing practices of private investment firms Continue reading

Posted on November 30, 2011 3:01 PM




Schapiro asks Congress to boost SEC fines

The appeal comes amid complaints that penalties don't match the harm of transgressions Continue reading

Posted on November 30, 2011 12:50 PM




Rakoff attacks SEC settlement practices

As he signaled he might do earlier this month, Federal District Judge Jed S. Rakoff on Monday rejected another Securities and Exchange Commission settlement with a major financial house over marketing of mortgage-backed securities.Rakoff denied the SEC's request for approval... Continue reading

Posted on November 29, 2011 12:18 PM




The dramatic increase in M&A litigation

Columbia Law School honors recently retired Delaware Chancellor William Chandler with a day-long tribute, where the focus was on the rise in M&A litigation brought by shareholders. Continue reading

Posted on November 28, 2011 12:00 PM




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Ken deRegt will retire as head of fixed income at Morgan Stanley and be replaced by Michael Heaney and Robert Rooney. For other updates launch today's Movers & shakers slideshow.

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