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You have executed a tag search on The Deal Pipeline. Below, you will find a comprehensive list of stories tagged "Securities and Exchange Commission."
12 result(s) displayed (97 - 108 of 172)
The new rules prohibit a reverse merger company from applying to list on a major U.S. exchange until it's traded on the U.S. OTC Bulletin Board or on another regulated U.S. or foreign exchange for one year. Continue reading
Posted on November 28, 2011 12:00 PM
A few simple steps can improve corporate governance and breathe new life into the moribund market for initial public offerings. Continue reading
Posted on November 28, 2011 12:00 PM
After an eight month takeover battle, Alleghany is cleared to acquire the reinsurer for $3.4 billion Continue reading
Posted on November 28, 2011 10:06 AM
The government's new Form PF is about to become an unwelcome ritual for investment fund advisers Continue reading
Posted on November 16, 2011 2:14 PM
The Bermuda reinsurer will shortly launch a mass shareholder mailing as it attempts to oust its target's board Continue reading
Posted on November 14, 2011 1:19 PM
The investor discloses that Berkshire Hathaway has built a $10.7 billion stake in Big Blue, representing about 5.5% of the company's outstanding shares Continue reading
Posted on November 14, 2011 10:43 AM
With the kickoff of the new Dodd-Frank requirement, advisers are required to spell out information about the liquidity, counterparty exposure, type of investment and some other details of the funds they manage. Continue reading
Posted on November 11, 2011 12:30 PM
After lengthy out-of-court negotiations that proved unsuccessful, the Alabama county will seek to restructure more than $4 billion in debt, making the proceeding the largest ever under Chapter 9 Continue reading
Posted on November 10, 2011 12:37 PM
Buyer ACI Worldwide's efforts to avoid an extended review prove fruitless. Continue reading
Posted on November 3, 2011 11:43 AM
The solution to better governance at small companies isn't more regulation but the recruitment of higher-quality directors. Continue reading
Posted on October 28, 2011 1:15 PM
The House Financial Services Committee passed legislation Wednesday, Oct. 26, that would increase the number of shareholders most privately held companies may have without being required to register with the Securities and Exchange Commission to 1,000 from 500.For banks and... Continue reading
Posted on October 27, 2011 11:31 AM
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Ken deRegt will retire as head of fixed income at Morgan Stanley and be replaced by Michael Heaney and Robert Rooney. For other updates launch today's Movers & shakers slideshow.
Apax Partners offers $1.1 billion for Rue21, the same teenage fashion chain it took public in 2009. More video
