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Entries tagged "Financial Industry Regulatory Authority"

Will Goldman get off scot free?

Jacob Zamansky thinks that neither the SEC nor Finra has the will to go to the mat with Goldman Sachs Group over the 'trading huddles.'


Sherman calls for SEC commissioners to tender resignations

As the first of what promises to be one of many congressional hearings into the alleged $50 billion Bernard Madoff scandal in Washington, Rep. Brad Sherman, D-Calif., called for the Securities and Exchange Commission commissioners to tender their resignations. ...



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Loan-to-buy

By Steven Miller, Standard & Poor's

Paulson's proposal to purchase an equity stake in Yellow Pages publisher Idearc is the second time in recent months an investor group has used its prepetition debt position to execute a bargain price 'exit LBO.'


Industry Insight

Managing your shareholder base

By Bradford P. Weirick and Joelle Khoury, Gibson Dunn

Growth companies and their PE sponsors should be wary of the pitfalls that arise when they layer on tiers of preferred stock.


Industry Insight

Easing the stress of distressed M&A

By Derek Watson, KPMG

Corporate buyers face numerous complexities when trying to identify the right moment to purchase a distressed asset.



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