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Wednesday, November 25, 
3:54 am

Entries tagged "dark pools"

Mary Shapiro on the crisis, regulatory overhaul

The Securities Industry and Financial Markets Association kicked off its 2009 annual meeting with a speech by SEC Chairman Mary Schapiro.


SEC to shine light on dark pools

The Securities and Exchange Commission took the first step Wednesday and voted unanimously to make the dark pools - where trades are done "off exchanges" or privately and not identified to the general public - more transparent.


The issues underlying high frequency trading

The practice of high frequency trades is under a microscope as the public searches for a conspiracy to explain the crisis, but in reality the debate is between hedge funds and institutional investors.


Alpha, RIP, on dark pools

Thoughts on loosely regulate markets known as dark pools that may be under threat from financial regulation.



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Inside The Deal: Cisco Systems' Ned Hooper on raising the bid for Tandberg.


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Industry Insight

REIT IPO deja vu

Real estate sponsors that might wish to undertake an IPO will need to consider a wide variety of issues and begin to take action long before the first filing with the SEC.


Industry Insight

Loan-to-buy

Paulson's proposal to purchase an equity stake in Yellow Pages publisher Idearc is the second time in recent months an investor group has used its prepetition debt position to execute a bargain price 'exit LBO.'


Industry Insight

Managing your shareholder base

Growth companies and their PE sponsors should be wary of the pitfalls that arise when they layer on tiers of preferred stock.



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