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You have executed a tag search on The Deal Pipeline. Below, you will find a comprehensive list of stories tagged "SEC."
12 result(s) displayed (1 - 12 of 209)
The growth for the retail coupon service provider has been swift. Continue reading
Posted on June 19, 2013 9:48 AM
The federal regulatory agencies warn investors about an increase in volume of e-mail connected to 'pump-and-dump' stock schemes. Continue reading
Posted on June 14, 2013 9:16 AM
Critics complain of conflicts and a lack of fiduciary obligations to shareholders. Continue reading
Posted on June 6, 2013 10:07 AM
The activist still hasn't filed any disclosure documents on his interest in Sony. He has, however, told The New York Times. Continue reading
Posted on May 24, 2013 9:27 AM
The boutique investment bank could be liquidated. Or its biggest shareholders could divvy up what remains. Continue reading
Posted on May 17, 2013 10:08 AM
Lack of opportunity to short buyer LinnCo makes position hard to hedge. Continue reading
Posted on May 2, 2013 9:39 AM
Market accepts that an in-depth FTC review of the acquisition by Nielsen was inevitable. Continue reading
Posted on May 1, 2013 9:16 AM
Despite an SEC investigation, the $3.8 billion buyout is expected to happen once shareholders vote. Continue reading
Posted on April 24, 2013 12:06 PM
Lack of bad news on the SEC inquiry leads to a narrowed spread on the $3.8 billion buyout by management and a consortium of private equity partners. Continue reading
Posted on March 21, 2013 9:24 AM
The restructuring vodka producer pulls its own debt-for-equity proposal for its 2013 notes. Continue reading
Posted on March 20, 2013 4:52 PM
Judges have developed a robust and occasionally contradictory body of law on what companies must reveal to shareholders about a sale. Continue reading
Posted on March 15, 2013 4:13 PM
Corvex and Related Fund Management solicit approval from two-thirds of REIT's shareholders to remove all directors. Continue reading
Posted on March 13, 2013 12:49 PM
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Liza Mark joined Haynes and Boone LLP to be administrative partner in its Shanghai office. For other updates launch today's Movers & shakers slideshow.
The Jordan Co. managing director talks about manufacturing M&A with private equity senior editor Jonathan Marino. More video
