Entries tagged "Securities and Exchange Commission"

You have executed a tag search on The Deal Pipeline. Below, you will find a comprehensive list of stories tagged "Securities and Exchange Commission."

12 result(s) displayed (37 - 48 of 174)

Not the Best Buy

Richard Schultze's resignation could portend a sale of the electronics retailer, but private equity firms likely won't be interested Continue reading

Posted on June 13, 2012 9:29 AM

Activists take heart in Wal-Mart results

Despite the defeat of shareholder initiatives directed at Wal-Mart Stores, a strong showing among the company's outside investors demonstrates the growing strength of the shareholder rights movement Continue reading

Posted on June 6, 2012 9:48 AM

Facebook stalked by FINRA, SEC, Senate

FINRA, the SEC, the Senate Banking panel and at least one attorney general are all examining the IPO. Continue reading

Posted on May 24, 2012 4:29 PM

General Mills feasts on Yoki for $840M

Food conglomerate acquires the Brazilian food company for $840.5 million, plus the assumption of outstanding debt. Continue reading

Posted on May 24, 2012 4:25 PM

Feds query another Chinese mining deal near TOPGUN

CFIUS is set to rule on the Nevada Gold investment next month. Continue reading

Posted on May 23, 2012 7:54 AM

Concho buys assets of PE-backed Three Rivers

The Texas oil and gas explorer will pay $1 billion in cash, pre-empting the target's planned IPO Continue reading

Posted on May 14, 2012 2:17 PM

U.S. insider trading vs. U.K. market abuse rules

Recent U.K. Financial Services Authority enforcement action regarding Greenlight Capital highlights key differences between the SEC and FSA Continue reading

Posted on May 9, 2012 1:52 PM

Reporting non-GAAP financial measures under SEC rules

The two rules that regulate the use of non-GAAP financial measures are Regulation G and Item 10(e) of Regulation S-K Continue reading

Posted on May 7, 2012 3:00 PM

Rationalizing Wal-Mart in Mexico

Holman Jenkins in The Wall Street Journal wades into a defense of Wal-Mart, the retail giant that, after a long piece in The New York Times Sunday, seems to be up to its neck in a bribery scandal and cover-up in Mexico. Continue reading

Posted on April 25, 2012 1:33 PM

The SEC's new examination program

Now that examination is being coordinated with enforcement, the SEC should reform the notice it gives to examined firms Continue reading

Posted on April 19, 2012 1:19 PM

Attacks on Dodd-Frank intensify

Several groups have filed suit to oppose the costs of complying with new financial regulations Continue reading

Posted on April 18, 2012 1:33 PM

Dodd-Frank changes standard on aiding and abetting

The provision strengthens the SEC against third parties who enable securities violations. Continue reading

Posted on April 13, 2012 3:29 PM

Movable Type search results powered by Fast Search