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Entries tagged "safeguards for U.S. financial institutions"

You have executed a tag search on The Deal Pipeline. Below, you will find a comprehensive list of stories tagged "safeguards for U.S. financial institutions."

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Dodd-Frank changes standard on aiding and abetting

The provision strengthens the SEC against third parties who enable securities violations. Continue reading

Posted on April 13, 2012 3:29 PM






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Movers & Shakers

Launch Movers and shakers slideshow

Ken deRegt will retire as head of fixed income at Morgan Stanley and be replaced by Michael Heaney and Robert Rooney. For other updates launch today's Movers & shakers slideshow.

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Apax Partners offers $1.1 billion for Rue21, the same teenage fashion chain it took public in 2009. More video

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