Entries tagged "FSA"

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12 result(s) displayed (1 - 12 of 13)

Barclays names CEO as legal woes escalate

The appointment of retail and business banking head Antony Jenkins appears to increase the likelihood Barclays' investment banking unit will shrink dramatically or be spun off. Continue reading

Posted on August 30, 2012 9:16 AM

The handwringing over London

The Financial Times continues its worrying over the fate of London as a financial center today. Continue reading

Posted on July 30, 2012 12:07 PM

Barclays takes aim at U.K. regulators

The U.K. lender releases evidence highlighting an October 2008 conversation between a top executive and a Bank of England deputy governor. Continue reading

Posted on July 3, 2012 2:19 PM

U.K. banking reforms published

The government gives leeway to lenders on what can be included behind a firewall designed to protect vital operations from the vagaries of investment banking. Continue reading

Posted on June 14, 2012 2:27 PM

U.S. insider trading vs. U.K. market abuse rules

Recent U.K. Financial Services Authority enforcement action regarding Greenlight Capital highlights key differences between the SEC and FSA Continue reading

Posted on May 9, 2012 1:52 PM

FSA fines former J.C. Flowers executive

The British financial regulator says Ravi Shankar Sinha must pay more than $4.5 million after being found guilty of fraud Continue reading

Posted on January 31, 2012 12:28 PM

Einhorn fined for insider trading

The U.K. financial watchdog cites the hedge fund manager for market abuse related to the restructuring of pub operator Punch Taverns. Continue reading

Posted on January 26, 2012 4:26 PM

FSA seeks deal veto rights, sanctions for errant bank chiefs

In a long-awaited report into the near-collapse of Royal Bank of Scotland, the regulator calls for new powers to police major acquisitions with a U.K. component as well as their advisers. Continue reading

Posted on December 12, 2011 2:17 PM

By association

As the nexus of state and finance becomes tighter, the banks and the government that bought them become weaker. Continue reading

Posted on February 20, 2009 3:08 PM

Movers & shakers: Feb. 18, 2009

Japanese Prime Minister Taro Aso appointed Economics Minister Kaoru Yosano as the new Finance Minister. Yosano replaces Shoichi Nakagawa, who was forced to resign after... Continue reading

Posted on February 18, 2009 12:00 AM

Cold comfort

The government may throw a tantrum or two, but taxpayers and bank shareholders must foot unlimited bills. Continue reading

Posted on January 23, 2009 12:51 PM

A black-and-white movie

The FSA exorcises short sellers to punish the greedy, but what about transparency for governments? Continue reading

Posted on September 26, 2008 5:35 PM

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