Search
You have executed a tag search on The Deal Pipeline. Below, you will find a comprehensive list of stories tagged "SEC."
12 result(s) displayed (157 - 168 of 206)
Proposals to reregulate derivatives haven't even been submitted yet, and Congress is already bickering over who will control what. Continue reading
Posted on June 5, 2009 11:56 AM
Regulators are rethinking loan loss reserve practices. Continue reading
Posted on May 15, 2009 11:52 AM
New SEC leadership revives effort to bolster faith in debt grades. Continue reading
Posted on May 1, 2009 10:23 AM
Citigroup Inc. named Deborah McWhinney head of Citi Personal Wealth Management. After retiring as president of Charles Schwab Institutional in 2007, McWhinney (pictured) was CEO... Continue reading
Posted on April 24, 2009 12:00 AM
Two bills in Congress could decisively undermine the hedge fund industry. Continue reading
Posted on April 17, 2009 1:19 PM
Julian Horn-Smith joined CVC Capital Partners as a senior adviser, working with the telecom, media and technology team. He was most recently deputy CEO and... Continue reading
Posted on February 26, 2009 12:00 AM
U.S. Securities and Exchange Commission Chairwoman Mary Schapiro announced that Deutsche Bank AG's Robert Khuzami was named director of the division of enforcement. He replaces... Continue reading
Posted on February 23, 2009 12:00 AM
Turmoil. Chaos. Bailouts. Conventional deals in 2008 were rare. Many of those that mattered, like Bear Stearns and J.P. Morgan Chase, involved the government. Continue reading
Posted on February 20, 2009 3:30 PM
During the boom, easy financings were the rage. Now it's payback time for lenders. Continue reading
Posted on February 20, 2009 3:13 PM
A prescription for reforming the U.S.'s accounting mess. Continue reading
Posted on February 20, 2009 3:06 PM
Kohlberg Kravis Roberts & Co. hired Suzanne Donohoe for its global capital and asset management group as a managing director and global head of the... Continue reading
Posted on February 17, 2009 12:00 AM
For the little accounting firm that supposedly audited Bernard Madoff's securities outfit, it was easy to escape regulatory scrutiny. Continue reading
Posted on February 6, 2009 1:27 PM
Movable Type search results powered by Fast Search
Goldman, Sachs & Co. veteran Tracy Caliendo will join Bank of America Merrill Lynch in September as a managing director and head of Americas equity hedge fund services. For other updates launch today's Movers & shakers slideshow.
When will companies stop refinancing and jump back into M&A? More video
