Entries tagged "SEC"

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12 result(s) displayed (157 - 168 of 209)

Uncle Sam: A most effective shareholder activist?

Corporate America ought to keep a collective eye on the regulatory reform agenda brewing in Congress and at several oversight agencies. Continue reading

Posted on July 13, 2009 2:24 PM

Show me the money and how to get it

Companies raising capital have had the ability to offer and sell a combination of securities very quickly under their universal shelf registration statements. Continue reading

Posted on July 8, 2009 1:30 PM

Distressed Investing 2009 Video: Harvey Pitt on Madoff and reforming regulation

Harvey Pitt on reforming regulation after Bernard Madoff's Ponzi scheme. Continue reading

Posted on June 30, 2009 1:45 PM

Surveying the sandlot

Proposals to reregulate derivatives haven't even been submitted yet, and Congress is already bickering over who will control what. Continue reading

Posted on June 5, 2009 11:56 AM

A bigger cushion for banks

Regulators are rethinking loan loss reserve practices. Continue reading

Posted on May 15, 2009 11:52 AM

Ratings reform

New SEC leadership revives effort to bolster faith in debt grades. Continue reading

Posted on May 1, 2009 10:23 AM

Movers & shakers: April 24, 2009

Citigroup Inc. named Deborah McWhinney head of Citi Personal Wealth Management. After retiring as president of Charles Schwab Institutional in 2007, McWhinney (pictured) was CEO... Continue reading

Posted on April 24, 2009 12:00 AM

Hedge funds unhinged

Two bills in Congress could decisively undermine the hedge fund industry. Continue reading

Posted on April 17, 2009 1:19 PM

Movers & shakers: Feb. 26, 2009

Julian Horn-Smith joined CVC Capital Partners as a senior adviser, working with the telecom, media and technology team. He was most recently deputy CEO and... Continue reading

Posted on February 26, 2009 12:00 AM

Movers & shakers: Feb. 23, 3009

U.S. Securities and Exchange Commission Chairwoman Mary Schapiro announced that Deutsche Bank AG's Robert Khuzami was named director of the division of enforcement. He replaces... Continue reading

Posted on February 23, 2009 12:00 AM

A year unlike any other

Turmoil. Chaos. Bailouts. Conventional deals in 2008 were rare. Many of those that mattered, like Bear Stearns and J.P. Morgan Chase, involved the government. Continue reading

Posted on February 20, 2009 3:30 PM

Return of the covenants

During the boom, easy financings were the rage. Now it's payback time for lenders. Continue reading

Posted on February 20, 2009 3:13 PM

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