Entries tagged "SEC"

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12 result(s) displayed (49 - 60 of 206)

JOBS Act and the private equity industry

The goal of the bill is to increase access to the capital markets and spur the growth of smaller businesses Continue reading

Posted on March 28, 2012 1:07 PM

Abercrombie not fit for an LBO

Though it reportedly hired Deutsche Bank AG to assist in a review of strategic alternatives, teen apparel retailer Abercrombie & Fitch Co. does not constitute a strong leveraged buyout candidate, said several industry sources. Continue reading

Posted on March 23, 2012 2:34 PM

HFT and the fidgeting fingers of the invisible hand

According to a speech titled 'The Race to Zero' by Andrew Haldane, the technology race that is high-frequency trading has actually gone beyond the point where nothing but the most powerful technology matters. Continue reading

Posted on March 23, 2012 12:56 PM

Aguilar weighs in against relaxing shareholder rules

Republican joins SEC Chairwoman Mary Schapiro in urging close scrutiny of House legislation. Continue reading

Posted on March 19, 2012 4:50 PM

Annie's bakes IPO plans

Natural and organic food company Annie's Inc. on Friday, March 16, set a target price range of $14 to $16 per share for an initial public offering of 5 million shares. Continue reading

Posted on March 16, 2012 4:15 PM

Court questions Rakoff dismissal of Citigroup settlement

An appeals panel says that the judge did not defer to the Securities and Exchange Commission. Continue reading

Posted on March 15, 2012 4:02 PM

Schapiro urges senators to rein in capital-raising bill

The SEC chairwoman says the House version removes needed investor protections Continue reading

Posted on March 14, 2012 4:17 PM

John Coffee and his theory and practice of financial reform

A recent paper, John Coffee is taking a mighty cut that aims not only at the dynamics of financial reform in a democracy like ours, but, inevitably, at the root causes of the financial crisis. I'm not sure he has succeeded. Continue reading

Posted on March 13, 2012 12:52 PM

Senate readies bill to ease limits on capital raising

Senators of both parties say bipartisan agreement on legislation to ease SEC rules is proving to be rare example of legislative harmony Continue reading

Posted on March 6, 2012 4:52 PM

For activists, IP is it

A better understanding of how to value intellectual property among even smaller investors is driving a new focus on tech companies Continue reading

Posted on February 29, 2012 2:30 PM

The class action against LightSquared's Falcone

Philip Falcone's investors say they never signed up to help launch a new telecom and want their money back. Good luck with that Continue reading

Posted on February 22, 2012 1:55 PM

AT&T CEO takes compensation hit

In the wake of the failure of the T-Mobile deal, Stephenson loses out on $2.08 million in bonuses Continue reading

Posted on February 22, 2012 11:32 AM

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