Entries tagged "SEC"

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12 result(s) displayed (61 - 72 of 206)

Volcker to industry: 'Quit stonewalling' on trading ban

Restriction is a done deal; focus should be on getting it right, he says. Continue reading

Posted on February 14, 2012 9:13 AM

Cleary Gottlieb's Alan Beller on 2012's proxy season

Cleary Gottlieb's Alan Beller discusses proxy access proposals and 'say on pay.' Continue reading

Posted on February 7, 2012 4:09 PM

Washington gridlock and dealmaking

A bitter election season is under way, and Washington will become even more stopped up than ever. Nevertheless, expect some real movement on a variety of issues affecting deals. Continue reading

Posted on February 3, 2012 12:00 PM

Assured Guaranty's impact on the securities industry

If the decision leads to substantially greater litigation, the ruling may cause securities advisers to reconsider their strategies and follow more conservative investment approaches. Continue reading

Posted on February 3, 2012 12:00 PM

SEC 'Facebook rule' offer surprises on shareholder limit

The recommendation would double the number of allowed investors before an IPO. Continue reading

Posted on February 2, 2012 9:15 AM

Panel to urge SEC action on 'Facebook rule'

The head of an agency advisory group says relief on the 500-shareholder public filing threshold is needed immediately Continue reading

Posted on February 1, 2012 9:15 AM

Skadden's Breheny on the 500-shareholder 'Facebook rule'

There's likely going to be movement on the 500-shareholder rule this year, says Brian Breheny of Skadden. Continue reading

Posted on January 30, 2012 4:00 AM

Del Frisco's seeks IPO again

The Lone Star Funds portfolio company targets a stock offering four years after canceling IPO plans. Continue reading

Posted on January 26, 2012 10:45 AM

The SEC and cybersecurity

New regulations will have a significant impact on both corporate disclosures and deal practice. Continue reading

Posted on January 20, 2012 12:00 PM

SEC approves Deutsche Börse/NYSE tie-up

The SEC said that rules change modifies corporate governance documents of U.S. subsidiaries including the voting and nomination procedures for exchange directors. Continue reading

Posted on January 19, 2012 2:11 PM

Regulators defend Volcker rule proposal

Regulators continue to defend their proposal to implement the Volcker Rule's ban on proprietary trading by banks Continue reading

Posted on January 18, 2012 5:39 PM

CFTC proposes Volcker Rule for proprietary trading

The proprietary rule governing banks' swaps trades mirrors the rules adopted by other agencies Continue reading

Posted on January 12, 2012 1:25 PM

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