Search
You have executed a tag search on The Deal Pipeline. Below, you will find a comprehensive list of stories tagged "SEC."
12 result(s) displayed (73 - 84 of 205)
"It's taking a lot longer to go public than it has historically," notes Barry Silbert, CEO of SecondMarket. Silbert suggests that this is one of the reasons why secondary markets are a sensible "spring training" for the public markets.... Continue reading
Posted on December 14, 2011 10:08 AM
In rejecting the SEC's deal with Citigroup, the judge offers some new guidelines. Continue reading
Posted on December 9, 2011 12:00 PM
In a wide-ranging hearing, Schapiro warns against too much deregulation Continue reading
Posted on December 6, 2011 6:00 PM
Changes to the Investment Advisers Act impact marketing practices of private investment firms Continue reading
Posted on November 30, 2011 3:01 PM
The appeal comes amid complaints that penalties don't match the harm of transgressions Continue reading
Posted on November 30, 2011 12:50 PM
The new rules prohibit a reverse merger company from applying to list on a major U.S. exchange until it's traded on the U.S. OTC Bulletin Board or on another regulated U.S. or foreign exchange for one year. Continue reading
Posted on November 28, 2011 12:00 PM
A few simple steps can improve corporate governance and breathe new life into the moribund market for initial public offerings. Continue reading
Posted on November 28, 2011 12:00 PM
After an eight month takeover battle, Alleghany is cleared to acquire the reinsurer for $3.4 billion Continue reading
Posted on November 28, 2011 10:06 AM
The Bermuda reinsurer will shortly launch a mass shareholder mailing as it attempts to oust its target's board Continue reading
Posted on November 14, 2011 1:19 PM
The investor discloses that Berkshire Hathaway has built a $10.7 billion stake in Big Blue, representing about 5.5% of the company's outstanding shares Continue reading
Posted on November 14, 2011 10:43 AM
With the kickoff of the new Dodd-Frank requirement, advisers are required to spell out information about the liquidity, counterparty exposure, type of investment and some other details of the funds they manage. Continue reading
Posted on November 11, 2011 12:30 PM
Buyer ACI Worldwide's efforts to avoid an extended review prove fruitless. Continue reading
Posted on November 3, 2011 11:43 AM
Movable Type search results powered by Fast Search
NBGI Private Equity appointed food and drinks industry veteran Tim Kelly as a senior adviser. For other updates launch today's Movers & shakers slideshow.
Blackstone Real Estate and DDR divide 46 shopping centers in a $1.46 billion deal. More video
