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You have executed a tag search on The Deal Pipeline. Below, you will find a comprehensive list of stories tagged "SEC."
12 result(s) displayed (85 - 96 of 206)
Buyer ACI Worldwide's efforts to avoid an extended review prove fruitless. Continue reading
Posted on November 3, 2011 11:43 AM
The Securities and Exchange Commission on Wednesday, Oct. 26, approved investment fund reporting rules that are significantly less burdensome than what the agency had proposed in January.The final rule narrowed the number of hedge fund and private fund advisers that... Continue reading
Posted on October 27, 2011 9:33 AM
The fertilizer arm of the alternative energy company filed to raise up to $315 million in an initial public offering. Continue reading
Posted on October 26, 2011 2:53 PM
The stretched and underfunded agency is unable to check for compliance capabilities. Continue reading
Posted on October 13, 2011 12:49 PM
Consumer groups and banking lawyers predict a long fight ahead as federal regulators get ready to unveil a plan to implement the Dodd-Frank Act's Volcker Rule ban against banks engaging in proprietary trading.They suggested Friday that the 390 questions posed... Continue reading
Posted on October 10, 2011 12:24 PM
The flagging economy creates rare bipartisan support in Washington for changes in the '500 shareholder rule. See more articles from The Deal magazine. Continue reading
Posted on October 6, 2011 8:22 AM
The flagging economy creates rare bipartisan support in Washington for changes in the '500 shareholder rule.' Continue reading
Posted on September 30, 2011 1:00 PM
SEC examination targets a rating for a particular 2007 offering of collateralized debt obligations. Continue reading
Posted on September 27, 2011 12:01 PM
The SEC is enduring another round of bloodletting over the Bernie Madoff Ponzi scheme Continue reading
Posted on September 21, 2011 12:41 PM
Negotiations added $3 billion to the search giant's original offer. Continue reading
Posted on September 15, 2011 10:01 AM
Will ConAgra walk on Sept. 19, the deadline it imposed for Ralcorp to engage in negotiations? Continue reading
Posted on September 15, 2011 8:15 AM
There are a number of strategic decisions crucial not only to the success of an initial public offering, but also to the longer-term success of the company. Continue reading
Posted on September 13, 2011 3:30 PM
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Goldman, Sachs & Co. veteran Tracy Caliendo will join Bank of America Merrill Lynch in September as a managing director and head of Americas equity hedge fund services. For other updates launch today's Movers & shakers slideshow.
When will companies stop refinancing and jump back into M&A? More video
