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Entries tagged "insider trading"

You have executed a tag search on The Deal Pipeline. Below, you will find a comprehensive list of stories tagged "insider trading."

12 result(s) displayed (1 - 12 of 12)


Analyst who betrayed trust faces insider trading charge

The scheme commenced after a lawyer friend confided details of the IBM-SPSS merger. Continue reading

Posted on December 28, 2012 9:27 AM




On the matter of business ethics

Talking ethics is easy. Actually doing something about it may require a saint. And there's not much of a market in sainthood these days. Continue reading

Posted on July 19, 2012 1:46 PM




U.S. insider trading vs. U.K. market abuse rules

Recent U.K. Financial Services Authority enforcement action regarding Greenlight Capital highlights key differences between the SEC and FSA Continue reading

Posted on May 9, 2012 1:52 PM




Registration required

The government's new Form PF is about to become an unwelcome ritual for investment fund advisers Continue reading

Posted on November 16, 2011 2:14 PM




This video is exclusive to The Deal Pipeline

VIDEO: False accusations 'bigger risk' in insider trading

'People will think twice before they use the telephone,' says Glenn Colton of SNR Denton, referring to the wiretapping that led to Raj Rajaratnam's insider-trading sentence.
Posted on October 14, 2011 2:45 PM



This video is exclusive to The Deal Pipeline

VIDEO: After Galleon, markets need more policing

'If people don't trust the markets to be fair, they will start staying away from them,' cautions Richard Sylla, NYU Stern School of Business professor, in this video interview with The Deal Pipeline.
Posted on May 16, 2011 2:59 PM



Galleon lesson for investors: Due dilligence

The Galleon Group verdict should send a heads-up to investors to pay close attention to the hedge funds they invest in, advises former federal prosecutor William Devaney in this video interview with The Deal magazine. Continue reading

Posted on May 16, 2011 5:00 AM




This video is exclusive to The Deal Pipeline

VIDEO: Galleon case gives a heads-up to investors

Investors should do plenty of due diligence on the hedge funds they invest in, advises Venable's William Devaney, a former federal prosecutor.
Posted on May 12, 2011 1:49 PM



Galleon verdict a wake-up call, says NYU biz prof

People will stay away from the markets if they don't trust them to be fair, says professor Richard Sylla in this video conversation with The Deal, shot moments after the founder of Galleon Group was convicted on all 14 counts of securities fraud and conspiracy. Continue reading

Posted on May 11, 2011 2:41 PM




Mum's the word

What to make of the corporate execs charged in the Galleon insider trading case? Continue reading

Posted on October 30, 2009 11:51 AM




Galleon fallout: Should Wall Street be worried?

Butzel Long partner Eric Fisher on the Galleon Group insider trading scandal. Continue reading

Posted on October 28, 2009 8:35 AM




The Cuban missive crisis

Practical implications for premarketed offerings, PIPE offerings and regulation FD compliance. Continue reading

Posted on August 14, 2009 1:42 PM






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