Mr. Glassberg has over 18 years of investment banking and financial services experience, having spent the past 16 years with Maxim Group LLC. Mr. Glassberg has completed a vast array of transactions across different product types including IPOs, Follow-Ons, Registered Directs, CMPOs, PIPEs, Privates, Fixed Income, SPACs, Reverse Mergers, M&A and Fairness Opinions mandates. His transactional experience spans a broad range of industries having raised in excess of $7.0 billion, of which, over $3.5 billion was raised in a book runner and/or lead placement agent position. Additionally, Mr. Glassberg has also been involved in approximately $5.0 billion in M&A assignments for both private and public companies. His prior transactions have been within the following sectors: Energy, Industrials, Infrastructure, Maritime Shipping, TMT, REITs, Hospitality, Internet Services, Financial Services, Business and Consumer Products and Services. Mr. Glassberg received his BBA as well as his MTA from the accelerated five-year masters program at The George Washington University School of Business and Public Management.

George Kaufman is Partner and Head of Investment Banking at Chardan, where he oversees the firm’s banking and SPAC practices. Mr. Kaufman’s expertise spans all sectors, with broad experience in cross border, complex transactions and SPACs. Under Mr. Kaufman’s leadership, Chardan has become one of the most notable underwriters, advisors and sponsors of SPACs, having underwritten 80+ transactions raising $11 billion with zero liquidations.

Additionally, Mr. Kaufman is Chief Financial & Strategy Officer of Chardan’s 6th sponsored SPAC, Chardan Healthcare Acquisition 2 Corp, a healthcare focused SPAC. He had the same role at Chardan Healthcare Acquisition Corp. from March 2018 until its merger in October 2019 with BiomX (NYSE: PHGE). He is also a member of the board of directors of Prime Acquisition Corp., a European real estate portfolio and management company.

Mr. Levine is Co-Founder, CEO and Head of Investment Banking. His primary focus is on private placements, public offerings, restructurings, mergers and acquisitions and financial advisory work.

Prior to EarlyBirdCapital, Mr. Levine was Vice President of Investment Banking at Southeast Research Partners, Inc., (a predecessor to EarlyBirdCapital, Inc.) an investment banking and research firm with offices in New York and Florida that specialized in institutional research and sales, covering middle market private and public companies. In June of 2000, together with Mr. Nussbaum, Mr. Levine launched EarlyBirdCapital to focus on financing and advisory opportunities with small and mid-market private and public companies. From 1980 to 1991 he headed a New York-based food distribution company, a role that gave him hands-on experience in running a mid-sized business.

Mr. Levine earned his B.A. from George Washington University and his J.D., magna cum laude, from George Mason University School of Law. He is a member of the Virginia State Bar and the District of Columbia Bar.

Lewis has been with Oppenheimer for over 15 years and serves as the key relationship manager for the firm’s institutional small-cap focused clients, with a specific focus on technology and consumer verticals. Prior to this role, Lewis was the head of Institutional Sales. Prior to working at Oppenheimer, Lewis was at PaineWebber on a team focused on global special situation and arbitrage investment strategies. Lewis holds an MBA in Finance and Management from NYU Stern and a BS in Finance from NYU Stern.